Investment Restrictions Monitoring Supervisor

A permanent contract in one of the world’s largest banking and financial services organisations. Our client is a significant employer in Luxembourg and operates several businesses including asset management, securities services, private banking and corporate banking.


Role and Responsibilities:
Reporting to the Depositary and Fiduciary Services Senior Manager, you will be responsible for managing the compliance regarding the funds’ investment guidelines, board of Directors internal policy decisions as well as local and foreign regulatory restrictions.

Your main responsibilities will include monitoring adherence to the funds industry regulatory framework, constitutional and contractual documents and perform oversight of automated and manual investment restriction compliance monitoring.

Additionally, you will participate in the interpretation of the investment restrictions and propose analysis of new laws and regulations applicable to Clients.

Your profile

Experience and skills required:
  • 2 to 3 years relevant experience in the investment funds industry;
  • University degree in Finance or equivalent;
  • Experience on an Investment Compliance Monitoring system (MIG 21/CRD) is definitely an advantage;
  • Experience in monitoring adherence to the funds industry regulatory framework;
  • Excellent working knowledge of the securities and funds industry regulations with emphasis on the mutual fund industry offshore;
  • Be familiar with the environment of a financial services company specialising in UCITS funds services, and the requirements of the fund compliance function;
  • Ability to communicate;
  • Ability to plan and organise workload in order to meet deadlines, taking into account relative priorities;
  • Excellent PC skills;
  • Fluent English essential, knowledge of French or other European languages would be an advantage.

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