AML Specialist

On boarding and Off boarding of Investors;Management of fund launches; Pre-testing of fund transition and management of transitions for Investor AML;Analyse the investor profile, determine the risk level and collect the required set of documentation to meet applicable regulations and laws in the...

Description

  • On boarding and Off boarding of Investors;
  • Management of fund launches;
  • Pre-testing of fund transition and management of transitions for Investor AML;
  • Analyse the investor profile, determine the risk level and collect the required set of documentation to meet applicable regulations and laws in the respect of our internal AML Policy procedures;
  • Transmit the relevant communications to Clients/Investors related to the above.
Controls on AML activities:
  • Overnight screening management through Fircosoft;
  • Ongoing due diligence: Assess the content of the documents for completion and compliance to:
Pre-determined Anti-Money Laundering / Know your Client requirements; Standard Registration requirements; Maintenance of PEP registers (PEPs identified through pre-screening and the overnight Fircosoft process).
  • Transaction monitoring process
  • Testing of AML Letter of Comfort/Letter of Assurance if applicable;
  • QA review of Complex Investor AML Operations’ compliance with our AML processes and procedures.

Internal / external Audits:
  • Handle all funds and auditors queries related to AML: Management of internal-external audit/ regulator reviews / global compliance testing;
  • Respond to all clients and / or associated internal departmental queries in an accurate, timely and professional manner in according to departmental procedures;

Internal Documentation review:
  • Application Forms and Prospectuses reviews;
  • Procedures.

Your profile

  • Relevant experience in AML. Registration Effective risk management experience is a plus;
  • Strong & Up to date AML technical Knowledge and good understanding of AML regulations (Low, Medium and High risk);
  • Great knowledge of Luxembourg’s regulatory environment and collective investment scheme administration and a good understanding of investment product administration;
  • Strong team player orientated on team success;
  • Ablility to organise your work to provide high quality delivery;
  • Ablility to work autonomously in a fast paced environment with tight deadlines.

Offer

Our client offers permanent contract

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