AML Specialist

Description

• On boarding and Off boarding of Investors;
• Management of fund launches;
• Pre-testing of fund transition and management of transitions for Investor AML;
• Analyse the investor profile, determine the risk level and collect the required set of documentation to meet applicable regulations and laws in the respect of our internal AML Policy procedures;
• Transmit the relevant communications to Clients/Investors related to the above.

Controls on AML activities:

• Overnight screening management through Fircosoft;
• Ongoing due diligence: Assess the content of the documents for completion and compliance to:

Pre-determined Anti-Money Laundering / Know your Client requirements; Standard Registration requirements; Maintenance of PEP registers (PEPs identified through pre-screening and the overnight Fircosoft process).

• Transaction monitoring process
• Testing of AML Letter of Comfort/Letter of Assurance if applicable;
• QA review of Complex Investor AML Operations’ compliance with our AML processes and procedures.

Internal / external Audits:

• Handle all funds and auditors queries related to AML: Management of internal-external audit/ regulator reviews / global compliance testing;
• Respond to all clients and / or associated internal departmental queries in an accurate, timely and professional manner in according to departmental procedures;

Internal Documentation review:

• Application Forms and Prospectuses reviews;
• Procedures.

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Your profile

• Relevant experience in AML. Registration Effective risk management experience is a plus;
• Strong & Up to date AML technical Knowledge and good understanding of AML regulations (Low, Medium and High risk);
• Great knowledge of Luxembourg’s regulatory environment and collective investment scheme administration and a good understanding of investment product administration;
• Strong team player orientated on team success;
• Ablility to organise your work to provide high quality delivery;
• Ablility to work autonomously in a fast paced environment with tight deadlines.

Offer

Our client offers permanent contract

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