Investment Restrictions Monitoring Supervisor

Reporting to the Depositary and Fiduciary Services Senior Manager, you will be responsible for managing thecompliance review of the company sponsored funds and third party clients’ funds regarding the funds’ investment guidelines, board of Directors internal policy decisions as well as local and...

Description

  • Reporting to the Depositary and Fiduciary Services Senior Manager, you will be responsible for managing the
compliance review of the company sponsored funds and third party clients’ funds regarding the funds’
investment guidelines, board of Directors internal policy decisions as well as local and foreign regulatory
restrictions.
  • Your main responsibilities will include monitoring adherence to the funds industry regulatory framework,
constitutional and contractual documents and perform oversight of automated and manual investment
restriction compliance monitoring.
  • Additionally, you will participate in the interpretation of the investment restrictions and propose analysis of
new laws and regulations applicable to Clients.

Your profile

  • 2 to 3 years relevant experience in the investment funds industry with significant exposure to
investment restriction compliance matters;
  • Experience from similar position or equivalent. Experience on an Investment Compliance Monitoring
system is definitely an advantage;
  • Experience in monitoring adherence to the funds industry regulatory framework, constitutional and
contractual documents, performing review and analysis of investment compliance breaches
  • Excellent working knowledge of the securities and funds industry regulations with emphasis on the
mutual fund industry offshore;
  • Be familiar with the environment of a financial services company specialising in UCITS funds
services, and the requirements of the fund compliance function;
  • Ability to communicate effectively, both written and verbal;
  • Ability to plan and organise workload in order to meet deadlines, taking into account relative priorities;
  • Excellent PC skills;
  • Fluent English essential, knowledge of French or other European languages would be a definite
advantage.

Offer

Our client offers a permanent client.

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