Compliance Officer

Participate in the implementation of the annual second-level control programme Carry out controls on the application of regulations, in particular MIFID 2, AML, GDPR, UCITS, AIFM, MAR, Benchmark, etc.Draft and update internal policies, procedures and standardsSuggest areas for improvement in terms...

Description

  • Participate in the implementation of the annual second-level control programme
  • Carry out controls on the application of regulations, in particular MIFID 2, AML, GDPR, UCITS, AIFM, MAR, Benchmark, etc.
  • Draft and update internal policies, procedures and standards
  • Suggest areas for improvement in terms of controls or monitoring of actions taken
  • Participate in the drafting of compliance reports for management
  • Contribute to the updating of the mapping of non-compliance risks
  • Detecting and analysing the risks of conflicts of interest, preventing the risks of money laundering and fraud
  • Contribute to regulatory monitoring, ensure the processing of complaints and ensure compliance with the rules of ethics
  • Contribute to the validation of commercial documentation and client reporting

Your profile

  • University degree or business school with a focus on finance, risk, compliance or audit.
  • Minimum 3 years experience in the asset management or financial sector as a compliance officer, internal controller, auditor.
  • Bilingual Dutch / French

Offer

Our Private Banking client is offering a permanent contract and a competitive salary

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